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Our Privacy Policy
Here is our Privacy Policy required by the Gramm-Leach-Bliley Act of 1999.
We collect nonpublic personal information about you from the following sources:
Information we receive from you on applications, tax organizers, worksheets and other documents;
Information about your transactions with us, our affiliates, or others;
Information we receive from a consumer-reporting agency.
This website uses interest-based advertising to reach users based on their interests. To develop interest categories, we will recognize the types of web pages users visit throughout the Google content network. As an example, if a user visits a number of sports pages, the user will be recognized in the "sports enthusiast" interest category.
- Google, as a third party vendor, uses cookies to serve ads on this site.
- Google's use of the DART cookie enables it to serve ads to the users based on their visit to this site and other sites on the Internet.
- Users may opt out of the use of the DART cookie by visiting the
- Google ad and content network privacy policy.
Our Commitment to You Nollette Financial (“Nollette”) is committed to safeguarding the use of your personal information that we have as your Investment Advisor. Nollette (referred to as "we", "our" and "us" throughout this notice) protects the security and confidentiality of the personal information we have and make efforts to ensure that such information is used for proper business purposes in connection with the management or servicing of your account. Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything we can to maintain that trust.
We do not sell your non-public personal information to anyone. Nor does Nollette provide such information to others except for discrete and proper business purposes in connection with the servicing and management of your account as discussed below.Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this privacy policy.
The Information We Collect About You
You typically provide personal information when you complete the paperwork required to become our
Client. This information may include your:
- Name and address
- E-mail address
- Phone number
- Social security or taxpayer identification number
- Assets
- Income
- Account balance
- Investment activity
- Accounts at other institutions
In addition, we may collect non-public information about you from the following sources:
- Information we receive on Brokerage Agreements, Managed Account Agreements and other
- Subscription and Account Opening Documents;
- Information we receive in the course of establishing a customer relationship including, but not limited to, applications, forms, and questionnaires;
- Information about your transactions with us or others
Information about You That Nollette Shares
Nollette works to provide products and services that benefit our customers. We may share non-public personal information with non-affiliated third parties (such as brokers and custodians) as necessary for us to provide agreed services and products to you consistent with applicable law. We may also disclose non-public personal information to other financial institutions with whom we have joint business arrangements for proper business purposes in connection with the management or servicing of your account. In addition, your non-public personal information may also be disclosed to you, persons we believe to be your authorized agent or representative, regulators in order to satisfy Nollette’ regulatory obligations, and is otherwise required or permitted by law. Lastly, we may disclose your non-public personal information to companies we hire to help administrate our business. Companies we hire to
Information we receive on Brokerage Agreements, Managed Account Agreements and other Subscription and Account Opening Documents;
Information we receive in the course of establishing a customer relationship including, but not limited to, applications, forms, and questionnaires;
Information about your transactions with us or others provide services of this kind are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We limit their use of your personal information to the performance of the specific service we have requested. To repeat, we do not sell your non-public personal information to anyone.
Information about Former Clients
Nollette does not disclose, and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our clients.
Confidentiality and Security
Our employees are advised about the firm's need to respect the confidentiality of our customers' non-public personal information. Additionally, we maintain physical, procedural and electronic safeguards in an effort to protect the information from access by unauthorized parties.
We'll keep you informed
We will send you notice of our privacy policy annually for as long as you maintain an ongoing relationship with us. Periodically we may revise our privacy policy, and will provide you with a revised policy if the changes materially alter the previous privacy policy. We will not, however, revise our privacy policy to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the information sharing. You may obtain a copy of our current privacy policy by contacting us at .
